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COMPLIANCE FORMS

COMPLIANCE FORMS


Best Execution Policy
We are required to take all reasonable steps to obtain the best possible result (or “Best Execution”) on behalf of clients when executing client orders or receiving and transmitting orders for execution.

The rules require us to put in place an order execution policy (the “Policy”) which sets out how we make arrangements with a view to delivering Best Execution and provide appropriate information about the Policy.  This disclosure statement is intended to provide you with information about the Policy.

The Policy is issued by: The Kyte Group Limited, Kyte Broking Limited and Kyte Capital Advisors LLP.

Conflicts of Interest Policy
We are required by the rules of our regulator, the Financial Services Authority, to provide clients with a summary of the systems and controls we employ to identify and manage conflicts of interest.

We are required to take all reasonable steps to identify and manage conflicts of interest between:

  1. us (including our managers, employees, appointed representatives, tied agents, or any person directly or indirectly linked to us by control) and a client;

    or

  2. one client and another client.

The rules require us to put in place a conflicts of interest policy (the “Policy”) which sets out the organisational and administrative arrangements we will maintain and operate, with a view to taking reasonable steps to prevent conflicts of interest from constituting or giving rise to a material risk of damage to the interests of our clients.  This disclosure statement is intended to provide you with information about the Policy.

The Policy is issued by: The Kyte Group Limited, Kyte Broking Limited and Kyte Capital Advisors LLP.

 

  • Date
  • Title
  • Download
  • 02.09.2008
  • Conflict of interests policy
  • click here
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